Legal Information

    • Wood Roberts does not provide investment advice or sell securities, does not act as an issuer or selling agent for client companies, and does not provide advice with respect to the value of securities or to the advisability of investing in, purchasing, or selling securities. 
    • John Ogden holds FINRA series 7, 24, 63 and 79 licenses but does not deal in securities and is not currently registered with a broker dealer.
    • Wood Roberts does not provide legal or tax advice. Wood Roberts will review, analyze and comment on all matters, including legal and tax, which may affect the advice provided by Wood Roberts and will, if so requested, discuss such matters with the client's legal and tax advisors. Each client is required to retain its own legal counsel and accountant to advise it on all legal and tax matters. John Ogden is qualified as a barrister-at-law in England but does not practice law in any jurisdiction.
    • The information contained in this web site does not constitute an offer to sell or a solicitation of an offer to buy securities in any entity referred to in the web site or in any current or future client of Wood Roberts. 
    • The contents of this web site are copyright © Wood Roberts, LLC. All rights are reserved. Reproduction, transfer, distribution, or storage of part or all of the contents in any form without the prior written permission of Wood Roberts is prohibited, except that you may store extracts from the web site on your computer or print copies of them for your personal use only. Individual documents contained as part of our web site may be subject to restricted access or to additional terms indicated in those documents.
    • Links to other sites are for information only and Wood Roberts accepts no responsibility or liability for access to, or the material on, any linked site.


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